Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chattertons Wealth Management Limited
FRN 766148
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
- [FCA CF] Client dealing (since 3 Dec 2020)
- CF30 Customer (1 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (11 Aug 2015 to 18 Jul 2016)
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- CF30 Customer (8 Sep 2014 to 10 Jun 2015)
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- CF30 Customer (9 Sep 2013 to 23 May 2014)
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- CF30 Customer (8 May 2012 to 9 Sep 2013)
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- (15)Employed By (26 Apr 2006 to 28 Sep 2006)
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- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 28 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.