Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
    • CF30 Customer (since 29 Jul 2021)
    • (4)Employed By (since 29 Jul 2021)
  • Chattertons Wealth Management Limited (no longer approved here)

    FRN 766148

    • [FCA CF] Client dealing (3 Dec 2020 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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