Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 2 Apr 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (29 Jul 2021 to 30 Jun 2023)
  • COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD (no longer approved here)

    FRN 604634

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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