Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • ABSOLUTE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 401135

    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 3 Mar 2025)
    • [FCA CF] Client dealing (3 Oct 2022 to 3 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (20 Jan 2020 to 5 Feb 2021)
    • CF30 Customer (20 Jan 2020 to 5 Feb 2021)
  • Ginkgo Financial Ltd (no longer approved here)

    FRN 912144

    • (5)Employed By (20 Jan 2020 to 5 Feb 2021)
  • COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD (no longer approved here)

    FRN 604634

    • CF30 Customer (28 May 2019 to 8 Dec 2019)
  • Libra Financial Planning Limited (no longer approved here)

    FRN 452312

    • CF30 Customer (3 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.