Libra Financial Planning Limited

• Principal Place of Business

  55 Old Woking Road

  West Byfleet

  Surrey

  KT14 6LF

  UNITED KINGDOM

  Phone

  +4401483751400

  Web

  https://www.librafinancialplanning.co.uk

• Complaints Contact

  55 Old Woking Road

  West Byfleet

  Surrey

  KT14 6LF

  UNITED KINGDOM

  Phone

  +4401483751400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

  Show 1 limitation Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 3 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice
  • · This permission is limited to debt counselling which is provided in connection with home finance advice, including buy to let and 2nd charge mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

  Show 1 limitation Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Athanasios Pallas

  IRN AXP03033

  • CF30 Customer (3 Mar 2018 to 8 Dec 2019)
• Cathrin Starkmann

  IRN CXS01841

  • CF30 Customer (18 Jun 2012 to 28 Jun 2017)
• Christian Paul Soden

  IRN CPS01032

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
  • CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)
• Christopher Timothy John Elley

  IRN CTE01004

  • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
  • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
• Deirdre Ann Trussler

  IRN DAT01078

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • CF30 Customer (22 Aug 2013 to 8 Dec 2019)
• Franco Orlando

  IRN FXO00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 4 Jan 2013)
  • CF8 Apportionment and Oversight (20 Jul 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (20 Jul 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (20 Jul 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Jul 2006 to 8 Dec 2019)
  • CF1 Director (20 Jul 2006 to 8 Dec 2019)
• Gareth Luke Tormajer

  IRN GLT01019

  • CF30 Customer (15 Jun 2010 to 29 Nov 2010)
• Giuseppe Iannelli

  IRN GXI01040

  • CF30 Customer (17 Jul 2009 to 3 May 2010)
  • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
• Graeme Nicholson

  IRN GXN01120

  • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
  • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (2 Mar 2007 to 28 Jul 2009)
• Jonathan Richard Abbett

  IRN JRA01078

  • CF30 Customer (1 Nov 2007 to 16 May 2010)
  • CF22 Investment Adviser (Trainee) (20 Jul 2006 to 31 Oct 2007)

• VIRTUS PRIVATE FINANCE LTD

  FRN 946060 · Appointed 2 Mar 2021

• Giuseppe Iannelli (no longer appointed)

  FRN 784049 · Appointed 19 Jun 2019 · Until 13 Mar 2025

• Julian Joseph Ltd (no longer appointed)

  FRN 522989 · Appointed 28 May 2013 · Until 6 Nov 2014

No changes recorded yet.