Libra Financial Planning Limited

• Principal Place of Business

  55 Old Woking Road

  West Byfleet

  Surrey

  KT14 6LF

  UNITED KINGDOM

  Phone

  +4401483751400

  Web

  https://www.librafinancialplanning.co.uk

• Complaints Contact

  55 Old Woking Road

  West Byfleet

  Surrey

  KT14 6LF

  UNITED KINGDOM

  Phone

  +4401483751400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

  Show 1 limitation Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 3 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice
  • · This permission is limited to debt counselling which is provided in connection with home finance advice, including buy to let and 2nd charge mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Jeffrey Russell

  IRN MJR01341

  • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
  • CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)
• Nicholas Mark Hanson

  IRN NMH01064

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Nov 2011 to 16 Aug 2012)
• Paul Anthony Remnant

  IRN PAR00064

  • CF30 Customer (1 Nov 2007 to 26 Feb 2009)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Paul Hedley Maynard

  IRN PHM00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 4 Jan 2013)
  • CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)
• Rafik Allana

  IRN RXA01458

  • CF30 Customer (18 May 2012 to 7 Jan 2013)
• Robert Steven Spendley

  IRN RSS01129

  • CF30 Customer (20 Feb 2015 to 28 Jun 2017)
• Sebastian Bernhard Claus Riemann

  IRN SXR00312

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Simon Daniel Youlton

  IRN SXY01067

  • CF30 Customer (7 Dec 2007 to 25 Jun 2009)
• Steven Donald Crowhurst

  IRN SDC01117

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)
• Stuart Douglas Budgen

  IRN SXB00015

  • CF30 Customer (1 Nov 2007 to 25 Jun 2009)
  • CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)

• VIRTUS PRIVATE FINANCE LTD

  FRN 946060 · Appointed 2 Mar 2021

• Giuseppe Iannelli (no longer appointed)

  FRN 784049 · Appointed 19 Jun 2019 · Until 13 Mar 2025

• Julian Joseph Ltd (no longer appointed)

  FRN 522989 · Appointed 28 May 2013 · Until 6 Nov 2014

No changes recorded yet.