Stuart Douglas Budgen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Multi Asset Management LLP (no longer approved here)
FRN 487458
- CF1 Director (AR) (8 Apr 2016 to 30 Aug 2019)
FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 433591
- Responsible for Insurance Mediation (20 Aug 2015 to 30 Oct 2015)
- CF1 Director (19 Nov 2014 to 30 Oct 2015)
- CF10 Compliance Oversight (19 Nov 2014 to 30 Oct 2015)
- CF11 Money Laundering Reporting (19 Nov 2014 to 30 Oct 2015)
- CF30 Customer (29 Apr 2014 to 30 Oct 2015)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF30 Customer (5 Aug 2013 to 22 Jan 2014)
Libra Financial Planning Limited (no longer approved here)
FRN 452312
- CF30 Customer (1 Nov 2007 to 25 Jun 2009)
- CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)
Kenrick Paul Sayers (no longer approved here)
FRN 192053
- (6)Employed By (14 Aug 2003 to 18 Sep 2003)
Libra Financial Planning Ltd (K530) (no longer approved here)
FRN 192057
- (2)Employed By (1 Nov 2002 to 8 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.