Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Libra Financial Planning Limited
FRN 452312
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 12 Oct 2011)
- CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)
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- (12)CF30 Customer (15 Feb 2013 to 23 Apr 2014)
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- CF30 Customer (19 Apr 2010 to 22 Feb 2013)
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- Employed By (19 Apr 2010 to 22 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)CF30 Customer at Roxborough Wealth Management Limited