Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Jan 2024)
- CF30 Customer (since 6 Dec 2023)
- CF1 Director (AR) (since 6 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (4 May 2021 to 17 Jan 2024)
- CF1 Director (AR) (30 Apr 2021 to 17 Jan 2024)
- CF30 Customer (30 Apr 2021 to 17 Jan 2024)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Feb 2004 to 8 Jun 2004)
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- (27)CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (27)CF21 Investment Adviser at Frank Corrigan & Co. Limited