Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2024)
    • CF30 Customer (since 6 Dec 2023)
    • CF1 Director (AR) (since 6 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (4 May 2021 to 17 Jan 2024)
    • CF1 Director (AR) (30 Apr 2021 to 17 Jan 2024)
    • CF30 Customer (30 Apr 2021 to 17 Jan 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 8 Jun 2004)
  • Frank Corrigan & Co. Limited (no longer approved here)

    FRN 138941

    • (27)CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (27)CF21 Investment Adviser at Frank Corrigan & Co. Limited