Mark Thomas Cummings

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Corrigan & Co. Limited (no longer approved here)

    FRN 138941

    • (12)[FCA CF] Client dealing (27 Apr 2023 to 16 Feb 2026)
    • (14)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 16 Feb 2026)
    • (10)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (11)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (13)CF1 Director (1 Dec 2001 to 26 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (10)CF30 Customer at Frank Corrigan & Co. Limited

  2. controlled function added: (11)CF21 Investment Adviser at Frank Corrigan & Co. Limited

  3. controlled function added: (12)[FCA CF] Client dealing at Frank Corrigan & Co. Limited

  4. controlled function added: (13)CF1 Director at Frank Corrigan & Co. Limited

  5. controlled function added: (14)[FCA CF] Functions requiring qualifications at Frank Corrigan & Co. Limited