Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Aug 2024)
  • Frank Corrigan & Co. Limited (no longer approved here)

    FRN 138941

    • (21)[FCA CF] Client dealing (27 Apr 2023 to 30 Oct 2024)
    • (22)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 30 Oct 2024)
    • (18)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (20)CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • (19)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (18)CF30 Customer at Frank Corrigan & Co. Limited

  2. controlled function added: (19)CF22 Investment Adviser (Trainee) at Frank Corrigan & Co. Limited

  3. controlled function added: (20)CF21 Investment Adviser at Frank Corrigan & Co. Limited

  4. controlled function added: (21)[FCA CF] Client dealing at Frank Corrigan & Co. Limited

  5. controlled function added: (22)[FCA CF] Functions requiring qualifications at Frank Corrigan & Co. Limited