Frank James Corrigan

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Corrigan & Co. Limited

    FRN 138941

    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (4)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (3)Responsibility for MCD Intermediation (since 23 Sep 2016)
    • (44)[FCA CF] Client dealing (27 Apr 2023 to 16 Feb 2026)
    • (49)[FCA CF] CASS oversight function (1 Apr 2021 to 27 Apr 2023)
    • (45)[FCA CF] Manager of certification employee (1 Apr 2021 to 16 Feb 2026)
    • (46)[FCA CF] Functions requiring qualifications (1 Apr 2021 to 16 Feb 2026)
    • (48)[FCA CF] Significant management (1 Apr 2021 to 27 Apr 2023)
    • (43)[PRA CF] Key function holder (1 Apr 2021 to 27 Apr 2023)
    • (41)CF10a CASS Oversight function (26 Feb 2014 to 8 Dec 2019)
    • (42)CF10 Compliance Oversight (16 Jun 2011 to 8 Dec 2019)
    • (38)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (37)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (47)CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • (40)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (39)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Frank Corrigan & Co. Limited

  2. controlled function removed: Responsibility for MCD Intermediation at Frank Corrigan & Co. Limited

  3. controlled function removed: Responsible for Insurance Distribution at Frank Corrigan & Co. Limited

  4. controlled function removed: SMF16 Compliance Oversight at Frank Corrigan & Co. Limited

  5. controlled function added: (37)Responsible for Insurance Mediation at Frank Corrigan & Co. Limited

  6. controlled function added: (38)CF30 Customer at Frank Corrigan & Co. Limited

  7. controlled function added: (39)CF24 Pension Transfer Specialist at Frank Corrigan & Co. Limited

  8. controlled function added: (40)CF21 Investment Adviser at Frank Corrigan & Co. Limited

  9. controlled function added: (41)CF10a CASS Oversight function at Frank Corrigan & Co. Limited

  10. controlled function added: (42)CF10 Compliance Oversight at Frank Corrigan & Co. Limited

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