Forth Capital Advisers Limited

• Principal Place of Business

  Spaces Lochrin Square

  1 Lochrin Square

  92-98 Fountainbridge

  Edinburgh

  EH3 9QA

  UNITED KINGDOM

  Phone

  +441316000623

  Web

  http://www.forthcapital.com

• Complaints Contact

  Spaces Lochrin Square

  1 Lochrin Square

  92-98 Fountainbridge

  Edinburgh

  EH3 9QA

  UNITED KINGDOM

  Phone

  +441316000623

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie Andrew Tulip

  IRN JXT00075

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
  • [PRA CF] Key function holder (1 Jun 2020 to 6 Jun 2023)
• Janice Murphy

  IRN JXM00017

  • CF30 Customer (24 Apr 2019 to 24 Jun 2019)
• Lisa Diane Dean

  IRN LDD01023

  • SMF3 Executive Director (since 14 Nov 2024)
  • Responsible for Insurance Distribution (since 16 Apr 2024)
  • SMF16 Compliance Oversight (since 16 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
• Mark Andrew Coombs Plummer

  IRN MXP00398

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 19 May 2021)
• Michael Crommie

  IRN MXC22817

  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Niamh Lauren Catherine Antonia Aitken

  IRN NLD01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 21 Mar 2025)
  • [FCA CF] Client dealing (since 6 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] CASS oversight function (2 Sep 2024 to 21 Mar 2025)
• Ranald Grant Hall

  IRN RXH15965

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 24 Nov 2023)
• Robyn Talitha Power

  IRN RXP00653

  • [FCA CF] Client dealing (6 Nov 2024 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (6 Nov 2024 to 28 Feb 2025)
• Scott John Cassie

  IRN SXC00560

  • [FCA CF] Functions requiring qualifications (20 May 2021 to 18 Feb 2022)
• Scott Philip George Heaney

  IRN SPH01213

  • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 26 Nov 2022)

No changes recorded yet.