Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forth Capital Advisers Limited
FRN 811535
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 21 Mar 2025)
- [FCA CF] Client dealing (since 6 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- [FCA CF] CASS oversight function (2 Sep 2024 to 21 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.