Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
- CF30 Customer (since 14 May 2024)
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Gilson Gray Financial Limited
FRN 628199
- (12)Employed By (since 14 May 2024)
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- [FCA CF] Functions requiring qualifications (4 Jul 2022 to 24 Nov 2023)
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- [FCA CF] Client dealing (24 Feb 2020 to 27 Jun 2022)
- [FCA CF] Functions requiring qualifications (24 Feb 2020 to 27 Jun 2022)
- CF30 Customer (14 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.