Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 May 2024)
    • CF30 Customer (since 27 May 2024)
    • (261)Employed By (since 27 May 2024)
  • Global Advice Group Ltd (no longer approved here)

    FRN 821203

    • [FCA CF] Functions requiring qualifications (3 May 2021 to 3 May 2024)
    • [FCA CF] Client dealing (3 May 2021 to 3 May 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (7 Dec 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Apr 2021)
  • Forth Capital Advisers Limited (no longer approved here)

    FRN 811535

    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.