Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forth Capital Advisers Limited
FRN 811535
- SMF3 Executive Director (since 14 Nov 2024)
- Responsible for Insurance Distribution (since 16 Apr 2024)
- SMF16 Compliance Oversight (since 16 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
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- SMF16 Compliance Oversight (9 Dec 2019 to 20 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Apr 2020)
- CF10 Compliance Oversight (28 Dec 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.