Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forth Capital Advisers Limited
FRN 811535
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 6 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
- [PRA CF] Key function holder (1 Jun 2020 to 6 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.