Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark-James Anderson

    IRN MXA01642

    • CF30 Customer (11 Apr 2018 to 1 Sep 2025)
    • CF1 Director (AR) (11 Apr 2018 to 1 Sep 2025)
  • Mathew Angell

    IRN MXA02856

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • Mathew Burrows

    IRN MXB00153

    • CF1 Director (AR) (since 1 Sep 2017)
    • CF30 Customer (since 1 Sep 2017)
  • Maxine Clarke

    IRN MLC00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 May 2021)
  • Mehar Singh Sandhu

    IRN MXS03472

    • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
  • Melanie Preston

    IRN MXP00810

    • [FCA CF] Significant management (since 21 Dec 2023)
  • Michael John Lennon

    IRN MXL00443

    • [FCA CF] Client dealing (10 Aug 2022 to 14 Jul 2023)
    • [FCA CF] Functions requiring qualifications (10 Aug 2022 to 14 Jul 2023)
  • Namrata Bhavesh Pandya

    IRN NBP01022

    • [FCA CF] Client dealing (21 Jul 2022 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (21 Jul 2022 to 31 Jul 2023)
  • Natalie Mary Donnell

    IRN NMD01063

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2022)
  • Natasha Nair

    IRN NXS01554

    • CF30 Customer (22 Sep 2016 to 29 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.