Mark-James Anderson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CARLILE ALEXANDER PRIVATE WEALTH LIMITED

    FRN 788766

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2025)
    • [FCA CF] Client dealing (since 5 Sep 2025)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (11 Apr 2018 to 1 Sep 2025)
    • CF1 Director (AR) (11 Apr 2018 to 1 Sep 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Jan 2017 to 27 Feb 2018)
  • Mark-James Anderson (no longer approved here)

    FRN 768490

    • Employed By (9 Jan 2017 to 27 Feb 2018)
  • CHOICE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 512486

    • CF30 Customer (1 May 2014 to 31 Dec 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Sep 2012)
    • CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2005 to 4 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.