Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (28 Jul 2023 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (28 Jul 2023 to 28 Feb 2025)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Client dealing (10 Aug 2022 to 14 Jul 2023)
    • [FCA CF] Functions requiring qualifications (10 Aug 2022 to 14 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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