Namrata Bhavesh Pandya

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2023)
    • [FCA CF] Client dealing (since 30 Aug 2023)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Functions requiring qualifications (21 Jul 2022 to 31 Jul 2023)
    • [FCA CF] Client dealing (21 Jul 2022 to 31 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 15 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Jun 2014 to 11 Nov 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Sep 2013 to 25 Apr 2014)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (15)Employed By (10 Sep 2013 to 25 Apr 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Nov 2008 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.