Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2025)
    • [FCA CF] Client dealing (since 6 Jun 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (28 Feb 2023 to 9 May 2025)
    • CF30 Customer (27 Feb 2023 to 9 May 2025)
    • CF1 Director (AR) (27 Feb 2023 to 9 May 2025)
  • Creative Lifestyle Planning Ltd (no longer approved here)

    FRN 934058

    • Employed By (27 Feb 2023 to 9 May 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (8 Jun 2021 to 17 Jan 2023)
    • CF1 Director (AR) (3 Jun 2021 to 29 Dec 2022)
    • CF30 Customer (3 Jun 2021 to 29 Dec 2022)
    • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 8 Jun 2021)
    • [FCA CF] Client dealing (16 Sep 2020 to 8 Jun 2021)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jul 2020)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 29 Jun 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (29 May 2014 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (29 May 2014 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.