Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Jun 2025)
- [FCA CF] Client dealing (since 6 Jun 2025)
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- Appointed representative dealing with clients for which they require qualification (28 Feb 2023 to 9 May 2025)
- CF30 Customer (27 Feb 2023 to 9 May 2025)
- CF1 Director (AR) (27 Feb 2023 to 9 May 2025)
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- Employed By (27 Feb 2023 to 9 May 2025)
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- Appointed representative dealing with clients for which they require qualification (8 Jun 2021 to 17 Jan 2023)
- CF1 Director (AR) (3 Jun 2021 to 29 Dec 2022)
- CF30 Customer (3 Jun 2021 to 29 Dec 2022)
- [FCA CF] Functions requiring qualifications (16 Sep 2020 to 8 Jun 2021)
- [FCA CF] Client dealing (16 Sep 2020 to 8 Jun 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jul 2020)
- CF30 Customer (10 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (1 Aug 2017 to 29 Jun 2018)
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- CF30 Customer (29 May 2014 to 31 Jul 2017)
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- Employed By (29 May 2014 to 31 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.