Carl Williams Wealth Management Ltd

FRN: 765823
Companies House: 10479409
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Flying Colours Advice Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Yorkshire House

18 Chapel Street

Liverpool

Merseyside

L3 9AG

UNITED KINGDOM

Phone

+4401516011815

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Carl Edward Williams
IRN CEW01083
- Employed By (since 29 Sep 2017)
- Employed By (27 Jan 2017 to 25 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.