Carl Edward Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Flying Colours Advice Limited
FRN 672022
- CF1 Director (AR) (since 29 Sep 2017)
- CF30 Customer (since 29 Sep 2017)
Carl Williams Wealth Management Ltd
FRN 765823
- Employed By (since 29 Sep 2017)
- Employed By (27 Jan 2017 to 25 Sep 2017)
LLOYD & CO. FINANCIAL PLANNING LTD (no longer approved here)
FRN 548625
- CF30 Customer (27 Jan 2017 to 25 Sep 2017)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Jul 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.