Maxine Clarke

• Flying Colours Advice Limited

  FRN 672022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 May 2021)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • CF30 Customer (20 Aug 2013 to 8 Aug 2018)
• FB WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 531632

  • CF30 Customer (26 May 2011 to 26 Oct 2011)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (1 Nov 2007 to 5 May 2011)
  • CF22 Investment Adviser (Trainee) (12 Sep 2005 to 31 Oct 2007)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (30 Dec 2004 to 14 Mar 2005)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (30 Dec 2004 to 14 Mar 2005)

No changes recorded yet.