Financial Relationships LLP

• Principal Place of Business

  Financial Relationships Ltd

  6 Snow Hill

  London

  City Of London

  EC1A 2AY

  UNITED KINGDOM

  Phone

  +4402070027715

  Web

  https://www.financialrelationships.co.uk

• Complaints Contact

  Financial Relationships Ltd

  6 Snow Hill

  London

  City Of London

  EC1A 2AY

  UNITED KINGDOM

  Phone

  +4402070027715

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt management which is provided in connection with investment advice and/or mortgage advice and/or general financial planning advice

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees relating to the provision of professional services

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Smith Allan Cameron

  IRN AXC00066

  • CF30 Customer (14 Nov 2008 to 4 Apr 2012)
• Alexander Stephen Morris

  IRN ASM01098

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 28 Nov 2014)
  • [FCA CF] Significant management (12 Mar 2021 to 13 Mar 2021)
  • [FCA CF] Material risk taker (12 Mar 2021 to 13 Mar 2021)
  • [FCA CF] Benchmark submission and administration (12 Mar 2021 to 13 Mar 2021)
  • Responsibility for MCD Intermediation (23 Sep 2016 to 27 Feb 2020)
  • CF10 Compliance Oversight (25 Nov 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Nov 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (25 Nov 2011 to 8 Dec 2019)
  • CF4 Partner (11 Jul 2008 to 8 Dec 2019)
  • CF30 Customer (11 Jul 2008 to 8 Dec 2019)
• Andrew Peter Kemp

  IRN APK00003

  • CF30 Customer (6 Jan 2012 to 10 Dec 2013)
• Daren Bubb

  IRN DXB02144

  • CF4 Partner (2 Dec 2011 to 30 May 2014)
• David Callaghan

  IRN DXC01740

  • CF30 Customer (25 Mar 2010 to 30 Sep 2011)
• David Michael Sells

  IRN DMS00005

  • CF30 Customer (13 Jul 2009 to 30 Mar 2012)
• David Norman Slater

  IRN DNS00001

  • CF3 Chief Executive (AR) (3 Nov 2014 to 26 Feb 2015)
• Edward Jeffrey Dolan-Abrahams

  IRN EJD00002

  • CF30 Customer (11 Jul 2008 to 15 Dec 2011)
  • CF4 Partner (11 Jul 2008 to 11 Nov 2011)
  • Responsible for Insurance Mediation (11 Jul 2008 to 11 Nov 2011)
  • CF10 Compliance Oversight (11 Jul 2008 to 11 Nov 2011)
  • CF11 Money Laundering Reporting (11 Jul 2008 to 11 Nov 2011)
• Edward Thomas Wilby

  IRN ETW01005

  • CF30 Customer (2 May 2011 to 21 Aug 2013)
• Elliot Philip Webb

  IRN EPW01009

  • CF30 Customer (20 May 2010 to 21 Aug 2013)

• Retirement Line Ltd (no longer appointed)

  FRN 503004 · Appointed 21 Oct 2014 · Until 11 Mar 2015

No changes recorded yet.