Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 22 Sep 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Client dealing (22 Sep 2020 to 26 Mar 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2020 to 26 Mar 2024)
  • Coloma Wealth Management LLP (no longer approved here)

    FRN 563449

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (6 Sep 2013 to 8 Dec 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF30 Customer (2 May 2011 to 21 Aug 2013)
    • CF30 Customer (14 Dec 2007 to 2 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.