Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFMC Wealth Limited
FRN 192999
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
- [FCA CF] Client dealing (since 22 Sep 2020)
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HFMC Wealth Partners LLP
FRN 427640
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 22 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
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- [FCA CF] Client dealing (22 Sep 2020 to 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (22 Sep 2020 to 26 Mar 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
- CF30 Customer (6 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (2 May 2011 to 21 Aug 2013)
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- CF30 Customer (14 Dec 2007 to 2 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.