Edward Jeffrey Dolan-Abrahams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coloma Wealth Management LLP

    FRN 563449

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (7 Dec 2011 to 30 Sep 2018)
    • CF4 Partner (7 Dec 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Dec 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (7 Dec 2011 to 8 Dec 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF10 Compliance Oversight (11 Jul 2008 to 11 Nov 2011)
    • CF11 Money Laundering Reporting (11 Jul 2008 to 11 Nov 2011)
    • CF30 Customer (11 Jul 2008 to 15 Dec 2011)
    • CF4 Partner (11 Jul 2008 to 11 Nov 2011)
    • Responsible for Insurance Mediation (11 Jul 2008 to 11 Nov 2011)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (11 Dec 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 11 Dec 2006)
    • CF1 Director (AR) (23 Aug 2004 to 25 Oct 2005)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 30 Jun 2007)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (23 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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