Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
- CF1 Director (AR) (since 17 Jun 2024)
- CF30 Customer (since 17 Jun 2024)
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Advice2u Ltd
FRN 1013279
- (1)Employed By (since 17 Jun 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
- CF30 Customer (3 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (14 Nov 2008 to 4 Apr 2012)
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- Employed By (3 Oct 2005 to 4 Nov 2008)
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- (5)Employed By (9 Apr 1999 to 11 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.