Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
    • CF1 Director (AR) (since 17 Jun 2024)
    • CF30 Customer (since 17 Jun 2024)
  • Advice2u Ltd

    FRN 1013279

    • (1)Employed By (since 17 Jun 2024)
  • Coloma Wealth Management LLP (no longer approved here)

    FRN 563449

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (3 Apr 2012 to 8 Dec 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF30 Customer (14 Nov 2008 to 4 Apr 2012)
  • Butlers Wharf Independent Advisers Ltd (no longer approved here)

    FRN 228451

    • Employed By (3 Oct 2005 to 4 Nov 2008)
  • Starkey Financial Planning (no longer approved here)

    FRN 157437

    • (5)Employed By (9 Apr 1999 to 11 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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