David Norman Slater

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Retirement Line Limited
FRN 726601
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
- CF11 Money Laundering Reporting (22 Aug 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Aug 2016 to 30 Sep 2018)
- CF10 Compliance Oversight (22 Aug 2016 to 8 Dec 2019)
- CF3 Chief Executive (22 Aug 2016 to 8 Dec 2019)
Financial Relationships LLP (no longer approved here)
FRN 483315
- CF3 Chief Executive (AR) (3 Nov 2014 to 26 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.