Date authorised
22 August 2016
Companies House
06976976
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Forder Way
    Cygnet Park, Hampton
    Peterborough
    Cambridgeshire
    PE7 8JB
    UNITED KINGDOM
    Phone
    +441733307202
  • Complaints Contact

    52 Forder Way
    Cygnet Park, Hampton
    Peterborough
    Cambridgeshire
    PE7 8JB
    UNITED KINGDOM
    Phone
    +441733973037

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barrie Frank Johnson

    IRN BFJ00001

    • CF2 Non Executive Director (22 Aug 2016 to 3 Jul 2019)
  • Charles Treharne Dee

    IRN CTD01030

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
    • CF1 Director (22 Aug 2016 to 8 Dec 2019)
  • Craig David Slater

    IRN CDS01108

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Aug 2016 to 8 Dec 2019)
  • David Norman Slater

    IRN DNS00001

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
    • Responsible for Insurance Mediation (22 Aug 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (22 Aug 2016 to 8 Dec 2019)
  • Hayley Jade Tattersall

    IRN HXT00224

    • SMF3 Executive Director (since 1 Oct 2025)
  • Mark David Michael Ormston

    IRN MXO00318

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2025)
    • SMF3 Executive Director (since 10 Oct 2025)
    • SMF16 Compliance Oversight (since 10 Oct 2025)
  • Robin Charles Ellison

    IRN RCE01031

    • CF2 Non Executive Director (29 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.