Financial Relationships LLP

• Principal Place of Business

  Financial Relationships Ltd

  6 Snow Hill

  London

  City Of London

  EC1A 2AY

  UNITED KINGDOM

  Phone

  +4402070027715

  Web

  https://www.financialrelationships.co.uk

• Complaints Contact

  Financial Relationships Ltd

  6 Snow Hill

  London

  City Of London

  EC1A 2AY

  UNITED KINGDOM

  Phone

  +4402070027715

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt management which is provided in connection with investment advice and/or mortgage advice and/or general financial planning advice

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees relating to the provision of professional services

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glenn Peter Smyth

  IRN GXS01303

  • CF30 Customer (2 Jan 2014 to 20 Mar 2015)
• Ian Peter Fitzgerald

  IRN IPF00004

  • CF30 Customer (27 Feb 2012 to 25 Jun 2014)
• Jonathan Simpson Huntley

  IRN JSH01148

  • CF30 Customer (12 Jan 2012 to 2 Feb 2012)
• Karl John Edwards

  IRN KJE01020

  • CF30 Customer (23 Nov 2012 to 15 Dec 2014)
• Kevin Francis Herron

  IRN KFH01027

  • CF30 Customer (24 Sep 2012 to 1 Aug 2014)
• Kevin Patrick Troy

  IRN KPT00010

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jan 2009 to 8 Dec 2019)
• Laurence William Scrase

  IRN LWS00001

  • CF30 Customer (1 Oct 2009 to 26 Jun 2012)
• Neville Andrew Mason

  IRN NAM01113

  • CF30 Customer (29 Oct 2014 to 23 Dec 2014)
• Patricia Elsie Peters

  IRN PED00003

  • CF30 Customer (11 Jul 2008 to 15 Dec 2011)
  • CF4 Partner (11 Jul 2008 to 11 Nov 2011)
• Paul Anthony Jones

  IRN PAJ01105

  • CF30 Customer (23 Sep 2011 to 12 Jan 2012)

• Retirement Line Ltd (no longer appointed)

  FRN 503004 · Appointed 21 Oct 2014 · Until 11 Mar 2015

No changes recorded yet.