Patricia Elsie Peters

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coloma Wealth Management LLP

    FRN 563449

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (7 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (7 Dec 2011 to 8 Dec 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF4 Partner (11 Jul 2008 to 11 Nov 2011)
    • CF30 Customer (11 Jul 2008 to 15 Dec 2011)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 30 Jun 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (2 Aug 2004 to 30 Jun 2007)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.