Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Coloma Wealth Management LLP
FRN 563449
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 Sep 2013 to 8 Dec 2019)
-
- CF30 Customer (20 May 2010 to 21 Aug 2013)
-
- Employed By (6 Nov 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.