Family Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
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Complaints Contact
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rowan Searle
IRN RXS00323
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
- [FCA CF] Manager of certification employee (17 Sep 2024 to 27 Dec 2024)
- [FCA CF] Significant management (8 Jan 2024 to 17 Sep 2024)
- [FCA CF] CASS oversight function (13 Jul 2022 to 8 Jan 2024)
- [FCA CF] Functions requiring qualifications (31 May 2021 to 30 Jun 2021)
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Sally Angela Helen Williams
IRN SXW01426
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2025)
- CF2 Non Executive Director (25 Nov 2019 to 8 Dec 2019)
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Saul Daniel Sherry
IRN SXS00334
- [FCA CF] Manager of certification employee (2 Oct 2023 to 15 Aug 2024)
- [FCA CF] Significant management (25 Jan 2021 to 15 Aug 2024)
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Sean Edwin Haisell
IRN SXH53625
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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Shingirai Thaddeus Nyahasha
IRN STN01013
- SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
- CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
- CF28 Systems and controls (27 Sep 2016 to 1 Jun 2018)
- CF1 Director (27 Sep 2016 to 8 Dec 2019)
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Simon Christopher Markey
IRN SCM01102
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (1 Nov 2012 to 8 Dec 2019)
- CF3 Chief Executive (1 Nov 2012 to 1 Jun 2018)
- CF30 Customer (1 Nov 2012 to 21 Apr 2015)
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Simon John Allford
IRN SXA01423
- [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2023)
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Simon Stace
IRN SXS57294
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
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Stephen William Humphries
IRN SXH54720
- [FCA CF] Manager of certification employee (1 Oct 2023 to 21 Dec 2023)
- [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2023)
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Steven Ferrari
IRN SXF01576
- [FCA CF] Manager of certification employee (17 Jan 2025 to 3 Feb 2025)
- [FCA CF] Material risk taker (1 Oct 2023 to 3 Feb 2025)
- [FCA CF] Significant management (27 Mar 2020 to 3 Feb 2025)
- CF1 Director (25 Apr 2017 to 1 Nov 2017)
- CF30 Customer (15 Apr 2015 to 1 Nov 2017)
- CF29 Significant management (8 Aug 2013 to 25 Apr 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
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Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.