Steven Ferrari

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • [FCA CF] Manager of certification employee (17 Jan 2025 to 3 Feb 2025)
    • [FCA CF] Material risk taker (1 Oct 2023 to 3 Feb 2025)
    • [FCA CF] Significant management (27 Mar 2020 to 3 Feb 2025)
    • CF1 Director (25 Apr 2017 to 1 Nov 2017)
    • CF30 Customer (15 Apr 2015 to 1 Nov 2017)
    • CF29 Significant management (8 Aug 2013 to 25 Apr 2017)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • [FCA CF] Manager of certification employee (17 Jan 2025 to 21 Feb 2025)
    • Responsibility for MCD Intermediation (1 Nov 2023 to 3 Feb 2025)
    • SMF3 Executive Director (1 Nov 2023 to 3 Feb 2025)
    • Responsible for Insurance Distribution (1 Nov 2023 to 3 Feb 2025)
    • [FCA CF] Significant management (27 Mar 2020 to 1 Nov 2023)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (102)[FCA CF] Manager of certification employee (10 Jan 2025 to 3 Feb 2025)
    • (101)[FCA CF] Material risk taker (10 Jan 2025 to 3 Feb 2025)
    • (104)[FCA CF] Significant management (27 Mar 2020 to 3 Feb 2025)
    • (96)SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
    • (97)SMF1 Chief Executive (9 Dec 2019 to 27 Mar 2020)
    • (100)CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
    • (103)CF1 Director (25 Apr 2017 to 8 Dec 2019)
    • (98)CF30 Customer (15 Apr 2015 to 1 Jun 2018)
    • (99)CF29 Significant management (1 Apr 2015 to 25 Apr 2017)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • Responsible for Insurance Distribution (24 Nov 2023 to 3 Feb 2025)
    • SMF24 Chief Operations (1 Nov 2023 to 3 Feb 2025)
    • [FCA CF] Material risk taker (1 Oct 2023 to 1 Nov 2023)
    • [FCA CF] Significant management (27 Mar 2020 to 1 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
    • CF1 Director (25 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2015 to 1 Jun 2018)
    • CF29 Significant management (8 Aug 2013 to 25 Apr 2017)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • Responsible for Insurance Distribution (1 Nov 2023 to 3 Feb 2025)
    • SMF24 Chief Operations (20 Jun 2019 to 3 Feb 2025)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 30 Sep 2023)
    • CF30 Customer (15 Apr 2015 to 1 Jun 2018)
    • CF29 Significant management (8 Aug 2013 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (96)SMF3 Executive Director at Engage Mutual Funds Limited

  2. controlled function added: (97)SMF1 Chief Executive at Engage Mutual Funds Limited

  3. controlled function added: (98)CF30 Customer at Engage Mutual Funds Limited

  4. controlled function added: (99)CF29 Significant management at Engage Mutual Funds Limited

  5. controlled function added: (100)CF3 Chief Executive at Engage Mutual Funds Limited

  6. controlled function added: (101)[FCA CF] Material risk taker at Engage Mutual Funds Limited

  7. controlled function added: (102)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  8. controlled function added: (103)CF1 Director at Engage Mutual Funds Limited

  9. controlled function added: (104)[FCA CF] Significant management at Engage Mutual Funds Limited