Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF11 Chair of the Audit Committee (since 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (1 Dec 2025 to 31 Mar 2026)
-
LANCASHIRE INSURANCE COMPANY (UK) LIMITED
FRN 450965
- SMF14 Senior Independent Director (since 30 Jul 2025)
- SMF11 Chair of the Audit Committee (since 14 Apr 2022)
-
Close Brothers Limited
FRN 124750
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
-
- SMF15 Chair of With Profits Committee (8 Sep 2022 to 2 May 2025)
- SMF11 Chair of the Audit Committee (4 Jul 2019 to 2 May 2025)
-
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2025)
- CF2 Non Executive Director (25 Nov 2019 to 8 Dec 2019)
-
- CF1 Director (4 Jan 2017 to 21 Dec 2018)
-
- CF1 Director (28 Jan 2015 to 21 Dec 2018)
-
- CF28 Systems and controls (1 Nov 2007 to 16 Mar 2015)
- CF14 Risk Assessment (4 Dec 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (23 Feb 2006 to 16 Mar 2015)
- CF10 Compliance Oversight (23 Feb 2006 to 16 Mar 2015)
-
- CF10 Compliance Oversight (18 Aug 2005 to 31 Dec 2005)
-
- CF10 Compliance Oversight (18 Aug 2005 to 31 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.