Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (1 Nov 2012 to 8 Dec 2019)
    • CF3 Chief Executive (1 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 21 Apr 2015)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 21 Apr 2015)
    • CF1 Director (1 Nov 2012 to 8 Dec 2019)
    • CF3 Chief Executive (1 Nov 2012 to 1 Jun 2018)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (6)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • (8)CF1 Director (1 Apr 2015 to 8 Dec 2019)
    • (7)CF3 Chief Executive (1 Apr 2015 to 21 Aug 2015)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
    • CF8 Apportionment and Oversight (3 Nov 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Nov 2017 to 8 Dec 2019)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2019)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 29 Mar 2017)
    • CF3 Chief Executive (1 Nov 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2012 to 21 Apr 2015)
    • CF8 Apportionment and Oversight (1 Nov 2012 to 6 Mar 2016)
    • CF1 Director (1 Nov 2012 to 6 Mar 2016)
  • MARSH LIMITED (no longer approved here)

    FRN 307511

    • CF29 Significant management (17 Feb 2010 to 16 Dec 2010)
  • Lifestyle Services Group Limited (no longer approved here)

    FRN 315245

    • CF8 Apportionment and Oversight (9 Mar 2006 to 3 Dec 2008)
    • Responsible for Insurance Mediation (9 Mar 2006 to 3 Dec 2008)
    • CF1 Director (AR) (26 Nov 2005 to 27 Apr 2006)
    • CF1 Director (7 Nov 2005 to 3 Dec 2008)
  • 4u Business Limited (no longer approved here)

    FRN 419173

    • Employed By (2 Nov 2005 to 27 Apr 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 11 Aug 2005)
    • CF17 Significant Mgt (Other Business Operations) (1 Aug 2003 to 11 Aug 2005)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 11 Aug 2005)
    • CF17 Significant Mgt (Other Business Operations) (1 Aug 2003 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)SMF3 Executive Director at Engage Mutual Funds Limited

  2. controlled function added: (7)CF3 Chief Executive at Engage Mutual Funds Limited

  3. controlled function added: (8)CF1 Director at Engage Mutual Funds Limited