Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (1 Nov 2012 to 8 Dec 2019)
- CF3 Chief Executive (1 Nov 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2012 to 21 Apr 2015)
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF30 Customer (1 Nov 2012 to 21 Apr 2015)
- CF1 Director (1 Nov 2012 to 8 Dec 2019)
- CF3 Chief Executive (1 Nov 2012 to 1 Jun 2018)
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- (6)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- (8)CF1 Director (1 Apr 2015 to 8 Dec 2019)
- (7)CF3 Chief Executive (1 Apr 2015 to 21 Aug 2015)
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- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
- CF8 Apportionment and Oversight (3 Nov 2017 to 8 Dec 2019)
- CF3 Chief Executive (3 Nov 2017 to 8 Dec 2019)
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- SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2019)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 29 Mar 2017)
- CF3 Chief Executive (1 Nov 2012 to 6 Mar 2016)
- CF30 Customer (1 Nov 2012 to 21 Apr 2015)
- CF8 Apportionment and Oversight (1 Nov 2012 to 6 Mar 2016)
- CF1 Director (1 Nov 2012 to 6 Mar 2016)
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- CF29 Significant management (17 Feb 2010 to 16 Dec 2010)
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- CF8 Apportionment and Oversight (9 Mar 2006 to 3 Dec 2008)
- Responsible for Insurance Mediation (9 Mar 2006 to 3 Dec 2008)
- CF1 Director (AR) (26 Nov 2005 to 27 Apr 2006)
- CF1 Director (7 Nov 2005 to 3 Dec 2008)
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- Employed By (2 Nov 2005 to 27 Apr 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 11 Aug 2005)
- CF17 Significant Mgt (Other Business Operations) (1 Aug 2003 to 11 Aug 2005)
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- CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 11 Aug 2005)
- CF17 Significant Mgt (Other Business Operations) (1 Aug 2003 to 11 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (6)SMF3 Executive Director at Engage Mutual Funds Limited
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controlled function added: (7)CF3 Chief Executive at Engage Mutual Funds Limited
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controlled function added: (8)CF1 Director at Engage Mutual Funds Limited