Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Family Equity Plan Limited
FRN 122351
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
- [FCA CF] Significant management (8 Jan 2024 to 20 Dec 2024)
- [FCA CF] CASS oversight function (13 Jul 2022 to 8 Jan 2024)
- [FCA CF] Functions requiring qualifications (31 May 2021 to 30 Jun 2021)
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Family Investment Management Limited
FRN 122394
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
- [FCA CF] Manager of certification employee (17 Sep 2024 to 27 Dec 2024)
- [FCA CF] Significant management (8 Jan 2024 to 17 Sep 2024)
- [FCA CF] CASS oversight function (13 Jul 2022 to 8 Jan 2024)
- [FCA CF] Functions requiring qualifications (31 May 2021 to 30 Jun 2021)
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Engage Mutual Funds Limited
FRN 181487
- (52)16. Safeguarding and administering investments or holding client money
- (53)[FCA CF] Functions requiring qualifications (31 Oct 2024 to 6 May 2026)
- (54)[FCA CF] Significant management (8 Jan 2024 to 31 Oct 2024)
- (55)[FCA CF] CASS oversight function (13 Jul 2022 to 8 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: 16. Safeguarding and administering investments or holding client money at Engage Mutual Funds Limited
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controlled function removed: [FCA CF] Functions requiring qualifications at Engage Mutual Funds Limited
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controlled function added: (52)16. Safeguarding and administering investments or holding client money at Engage Mutual Funds Limited
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controlled function added: (53)[FCA CF] Functions requiring qualifications at Engage Mutual Funds Limited
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controlled function added: (54)[FCA CF] Significant management at Engage Mutual Funds Limited
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controlled function added: (55)[FCA CF] CASS oversight function at Engage Mutual Funds Limited