Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Steven James Allibone
IRN SJA01168
- CF10 Compliance Oversight (10 Nov 2015 to 28 Jun 2017)
- CF11 Money Laundering Reporting (10 Nov 2015 to 28 Jun 2017)
Steven James Colsell
IRN SJC01239
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Dec 2025)
- CF2 Non Executive Director (26 Nov 2019 to 8 Dec 2019)
Sunaina Monteiro
IRN SXM57304
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Susan Camilla Andrews
IRN SXA00908
- [FCA CF] Significant management (1 Mar 2024 to 12 Dec 2025)
Syed Ashfaqul Haque
IRN SXH00264
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 7 Jan 2022)
Teresa Emma Bailey
IRN TEB01062
- CF29 Significant management (29 Feb 2016 to 31 May 2016)
Timothy Varney
IRN TXV00036
- [FCA CF] CASS oversight function (28 Jun 2021 to 22 Jan 2024)
Tracey Anne Potter
IRN TAP01022
- [FCA CF] CASS oversight function (18 Jul 2023 to 1 Dec 2023)
Tracey Emma Strutt
IRN TXS53626
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
Vanessa Wendy Aalten-Voogd
IRN VWA01000
- CF20 Significant Mgt (Settlements) (1 Jan 2003 to 9 May 2005)
- CF17 Significant Mgt (Other Business Operations) (8 Mar 2002 to 9 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.