Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Nicholas Porter

    IRN SNP01016

    • (1963)CF30 Customer (29 Mar 2010 to 20 Oct 2011)
  • Simon Paul Lipscombe

    IRN SPL01080

    • (911)CF30 Customer (16 Apr 2010 to 12 Apr 2012)
  • Simon Peter Aston

    IRN SPA01077

    • (667)[FCA CF] Manager of certification employee (30 Jun 2023 to 21 Nov 2025)
    • (666)[FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2025)
    • (668)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
  • Simon Peter Nealon

    IRN SPN00003

    • (525)CF21 Investment Adviser (3 Jan 2003 to 9 Feb 2004)
    • (524)CF22 Investment Adviser (Trainee) (27 Mar 2002 to 3 Jan 2003)
  • Simon Philip Hewitt

    IRN SPH01174

    • (818)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
    • (817)[FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
    • (816)CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • Simon Richard Brookes

    IRN SRB01124

    • (1019)CF30 Customer (1 Nov 2007 to 8 Nov 2013)
    • (1020)CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
  • Simon Richards

    IRN SXR25169

    • (1304)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1303)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1302)11. Pension transfer specialist
    • (1305)[FCA CF] Client dealing (since 2 Sep 2022)
    • (1306)[FCA CF] Functions requiring qualifications (since 2 Sep 2022)
    • (1643)[FCA CF] Functions requiring qualifications (3 Feb 2020 to 14 Oct 2021)
    • (1642)[FCA CF] Client dealing (3 Feb 2020 to 14 Oct 2021)
  • Simon Stuart Martin

    IRN SSM00011

    • (733)4. Giving personal recommendations on retail investment products which are not broker funds
    • (732)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (735)[FCA CF] Manager of certification employee (since 16 Nov 2021)
    • (736)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (734)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1298)CF30 Customer (23 Nov 2016 to 8 Dec 2019)
  • Simon Thomas James Brittain

    IRN STB00005

    • (1377)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)
  • Simonetta Rigo

    IRN SXR02665

    • (2203)SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
    • (2204)[FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
    • (2205)[FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1404)[FCA CF] Client dealing

  2. controlled function added: (1403)SMF18 Other Overall Responsibility

  3. controlled function added: (1402)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1401)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1400)SMF10 Chair of the Risk Committee

  6. controlled function added: (1399)SMF11 Chair of the Audit Committee

  7. controlled function added: (1398)SMF18 Other Overall Responsibility

  8. controlled function added: (1397)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1396)[FCA CF] Client dealing

  10. controlled function added: (1395)4. Giving personal recommendations on retail investment products which are not broker funds

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