Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 802331

    • [FCA CF] Functions requiring qualifications (16 May 2022 to 16 Aug 2024)
    • [FCA CF] Client dealing (16 May 2022 to 16 Aug 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Mar 2014 to 6 Mar 2016)
  • Chapters Financial Limited (no longer approved here)

    FRN 402899

    • CF30 Customer (17 Sep 2012 to 24 Jan 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Feb 2011 to 14 Sep 2012)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF30 Customer (3 Mar 2010 to 29 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.