Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WHN Solicitors Limited
FRN 811803
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 5 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
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- [FCA CF] Functions requiring qualifications (16 May 2022 to 16 Aug 2024)
- [FCA CF] Client dealing (16 May 2022 to 16 Aug 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (24 Mar 2014 to 6 Mar 2016)
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- CF30 Customer (17 Sep 2012 to 24 Jan 2014)
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- CF30 Customer (14 Feb 2011 to 14 Sep 2012)
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- CF30 Customer (3 Mar 2010 to 29 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.