WHN Solicitors Limited

• Principal Place of Business

  West View

  Princess Street

  Haslingden

  Rossendale

  Lancashire

  BB4 6NW

  UNITED KINGDOM

  Phone

  +441706213356

• Complaints Contact

  West View

  Princess Street

  Haslingden

  Rossendale

  Lancashire

  BB4 6NW

  UNITED KINGDOM

  Phone

  +441706213356

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Brian Ollerton

  IRN BXO01051

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 18 Feb 2025)
  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
• Daniel Long

  IRN DXL00148

  • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
• David Connor

  IRN DXC00266

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
• David Ian Buskey

  IRN DXB00341

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Aug 2023 to 9 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Dec 2024)
• Gary Andrew Jones

  IRN GXJ00059

  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 12 Apr 2024)
• Graham Henry Ireland

  IRN GHI01003

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 May 2023)
  • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
  • CF1 Director (1 Nov 2018 to 8 Dec 2019)
• Michael David Shroot

  IRN MXS00438

  • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
• Nicola Barbara Phelps

  IRN NXP00097

  • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
• Oliver Bagnall

  IRN OXB00036

  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 30 Apr 2022)
• Robert Charles Buckley

  IRN RCB01173

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 Aug 2024)
  • [FCA CF] Client dealing (since 30 Aug 2024)

No changes recorded yet.