Robert Charles Buckley

• WHN Solicitors Limited

  FRN 811803

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 Aug 2024)
  • [FCA CF] Client dealing (since 30 Aug 2024)
• Continuum (Financial Services) LLP (no longer approved here)

  FRN 802331

  • [FCA CF] Client dealing (7 Feb 2022 to 27 Sep 2024)
  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 27 Sep 2024)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2022)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• True Potential Investments LLP (no longer approved here)

  FRN 527444

  • CF30 Customer (22 Feb 2016 to 8 Jan 2017)
• Key Retirement Solutions Limited (no longer approved here)

  FRN 224987

  • CF30 Customer (4 Jun 2014 to 4 Jun 2015)
• PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

  FRN 596398

  • CF30 Customer (22 Jul 2013 to 22 Jan 2014)
• Fairstone Financial Management Limited (no longer approved here)

  FRN 475973

  • CF30 Customer (7 Dec 2012 to 28 Mar 2013)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (11 Jan 2012 to 25 May 2012)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (7 Nov 2008 to 31 Jul 2009)
• Advance Mortgage Funding Limited (no longer approved here)

  FRN 305008

  • CF1 Director (AR) (30 Oct 2006 to 14 Oct 2008)

No changes recorded yet.