Simon Peter Aston

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED

    FRN 433591

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (30 Jun 2023 to 21 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Manager of certification employee (30 Jun 2023 to 21 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2025)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (23 Jan 2019 to 27 Sep 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (25 Nov 2016 to 1 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.