Simon Thomas James Brittain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)
FRN 178690
- [FCA CF] Client dealing (28 Sep 2023 to 12 Sep 2025)
- [FCA CF] Functions requiring qualifications (28 Sep 2023 to 12 Sep 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (10 Dec 2012 to 30 Jun 2014)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (281)Employed By (10 Dec 2012 to 30 Jun 2014)
Ashwood Law Professional Link (JVC1) Limited (no longer approved here)
FRN 223794
- Employed By (14 Nov 2005 to 30 Mar 2006)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.