Simon Richard Brookes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • James Hambro & Company Limited (no longer approved here)

    FRN 585154

    • (12)Employed By (22 Oct 2014 to 23 Oct 2017)
  • James Hambro & Partners LLP (no longer approved here)

    FRN 513246

    • CF30 Customer (3 Dec 2013 to 23 Oct 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 8 Nov 2013)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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