Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF18 Other Overall Responsibility (since 3 Mar 2025)
- [FCA CF] Significant management (1 Sep 2024 to 3 Mar 2025)
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- SMF18 Other Overall Responsibility (8 Nov 2023 to 31 Mar 2024)
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- SMF18 Other Overall Responsibility (23 Jul 2021 to 31 Mar 2024)
- [FCA CF] Significant management (26 May 2021 to 23 Jul 2021)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
- [FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
- [FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
- [FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
- [FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
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- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
- [FCA CF] Significant management (8 Jan 2021 to 23 Jul 2021)
- [FCA CF] Manager of certification employee (8 Jan 2021 to 23 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (328)SMF6 Head of Key Business Areas at Tesco Personal Finance Limited
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controlled function added: (329)[PRA CF] Significant risk taker or Material risk taker at Tesco Personal Finance Limited
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controlled function added: (330)[FCA CF] Material risk taker at Tesco Personal Finance Limited