Date authorised
1 April 2013
Companies House
00864461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402074055550
  • Complaints Contact

    1 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402074055550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeanette Guy

    IRN JXG00060

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 May 2024)
    • [FCA CF] Significant management (since 21 May 2024)
    • [FCA CF] Client dealing (since 21 May 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Sep 2010 to 8 Dec 2019)
    • CF1 Director (9 Sep 2010 to 8 Dec 2019)
  • Jonathan Price

    IRN JXP00862

    • [FCA CF] Client dealing (17 Apr 2025 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (17 Apr 2025 to 28 Nov 2025)
  • Judith Anne Wright

    IRN JAW01303

    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (2 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (13 Nov 2009 to 8 Dec 2019)
  • Keith James Sheehan

    IRN KJS00056

    • CF1 Director (10 Aug 2010 to 29 Sep 2010)
    • CF30 Customer (10 Aug 2010 to 3 Nov 2010)
  • Luke Anthony Hughes

    IRN LXH00280

    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 28 Nov 2025)
    • [FCA CF] Client dealing (1 Jun 2023 to 28 Nov 2025)
  • Malcolm James Cue

    IRN MJC00029

    • Appointed representative dealing with clients for which they require qualification (1 Apr 2022 to 30 Nov 2025)
    • [PRA CF] Key function holder (1 Apr 2022 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 30 Nov 2025)
  • Martin Clive Turbin

    IRN MCT00004

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (17 Jul 2017 to 9 Nov 2018)
  • Matthew Edward Mills

    IRN MEM00024

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • Matthew James Baseden Butt

    IRN MXB00774

    • [FCA CF] Client dealing (1 Dec 2021 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 28 Nov 2025)
  • Matthew Raymond Short

    IRN MRS01275

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
    • CF30 Customer (10 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.